Privacy Policy

Pacific Global Investment Management Company is referred to as “Pacific Global,” “we,” “our,” or “us,” throughout this notice.

Website Privacy Policy

We collect your email address as well as other information you may provide (such as your name and telephone number) when you contact us by email, phone or via our website. No information that we receive will be given to third parties. The personal information we collect will be used only to provide the information you requested. Other non-personal information, such as information about your computer connection, IP address, and information about the pages you visit on the website, will be used only to improve our service to you. For example, this information can enable us to adjust our website to improve the information provided or to research technical problems.
The Pacific Global Investment Management Company website is a proprietary website. While we strive to protect all information we receive when you visit our website, we cannot guarantee the security of any information you transmit to us online; therefore, you do so at your own risk.

Client Privacy Policy Notice

We respect our clients’ right to privacy and are committed to safeguarding information provided to us. Our privacy policy reflects our commitment to maintaining the privacy of our clients’ confidential information. We appreciate the confidence clients have shown by entrusting us with their investments. We do not sell non-public personal information to anyone and only share it as described in this Policy.

What Does Pacific Global Do With Your Personal Information?

Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What? The types of personal information we collect and share depend on the products or services you have with us. We collect information including, but not limited to: addresses; social security numbers; income; account balances and transaction history; and other personal information for financial planning. When you are no longer our client, we continue to share your information as described in this Notice.

How? All financial companies need to share clients’ personal information to run their everyday business. Following, we list the reasons financial companies can share their clients’ personal information; the reasons Pacific Global chooses to share; and whether you can limit this sharing.

We share information for: Our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus. You cannot limit this sharing.

We do not share information for: Our marketing purposes; joint marketing with other financial companies; or non-affiliates to market to you.

How does Pacific Global protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include secured files and computer safeguards using firewalls and other technologies to protect our network.

How does Pacific Global collect my personal information? We collect your personal information, for example when you: open an account; tell us about your investment or retirement portfolio; make deposits or withdrawals from your account or provide account information. We collect your personal information from other companies.

Why can’t I limit all sharing? Federal Law gives you the right to limit only sharing for affiliates’ everyday business purposes – information about your creditworthiness; affiliates from using your information to market to you; or sharing for non-affiliates to market to you State laws and individual companies may give you additional rights to limit sharing.


Affiliates: Companies related by common ownership or control can be financial and non-financial companies. Pacific Global does not have any affiliates.

Non-affiliates: Companies not related by common ownership or control. They can be financial and non-financial companies. We do not share information with non-affiliates so they can market to you.

Joint marketing: A formal agreement between non-affiliated financial companies that together market financial products or services to you. Pacific Global does not jointly market.

Other Important Information

This notice applies to individuals who are clients or former clients of Pacific Global. This notice replaces all previous notices of our privacy policy, and may be amended at any time. We will keep you informed of changes or amendments as required by law.


If you have questions or would like additional details regarding our privacy policy, please call (800) 989-6693. Please forward any written requests to: Pacific Global Investment Management Company, 101 N. Brand Blvd., Suite 1950, Glendale, CA 91203.